Kimberly Keller

Kimberly Keller is currently employed as a Broker and/or Investment Adviser at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED located at 222 2ND AVE S, NASHVILLE, TN, 37201.

Kimberly Keller has worked at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED since March 30, 2017

Disclosure History

Kimberly Keller has 1 Disclosure Event(s).

Date: November 27, 2002
Category: Criminal
Charges: MISDIMEANOR THEFT
Disposition: Dismissed
Amended Charges: EXPUNGED 1/28/04 PROBATION FROM 1/29/03-1/28/04. 48 HOURS COMMUNITY SERVICE
Amended Charge Type: MISDEMEANOR Amended Charge
Amended Charge Disposition: EXPUNGED 1/28/04
Broker Comment: DAY BEFORE THANKSGIVING I WAS GROCERY SHOPPING, HAD ITEMS IN LARGE AREA OF BUGGY AND 5 ITEMS IN THE SEAT AREA. WAS SHOPPING ON MY LUNCH 1/2 HOUR AND GOT A CELL PHONE CALL - GOT DISTRACTED. COMPLETED TRANSACTION ON THE ITEMS FROM THE LARGE AREA ONLY. PROCEEDED OUT THE DOOR AND WAS STOPPED.

More Information

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A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.

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