KIMBERLY KAYE MAEZ is currently employed as a Broker and/or Investment Adviser at AMERIPRISE FINANCIAL SERVICES, INC. located at 1710 JET STREAM DR, STE 205, COLORADO SPRINGS, CO, 80921.
KIMBERLY KAYE MAEZ has worked at AMERIPRISE FINANCIAL SERVICES, INC. since July 16, 1997
Disclosure History
KIMBERLY KAYE MAEZ has 2 Disclosure Event(s).
Date: April 02, 2007 Category: Customer Dispute Allegations: THE CLIENT ALLEGED THE ANNUITY REPLACEMENT IN JUNE 2006 RESULTED IN TAX LIABILITIES. Damage Amount Requested: $5,000.00 Broker Comment: CLIENT WAS AWARE THE TRANSFER OF FUNDS FROM THE ANNUITY TO ANOTHER ACCOUNT WOULD CREATE A TAXABLE EVENT. ADVISOR RECOMMENDED THE CLIENT CONSULT WITH A TAX ADVISOR PRIOR TO THE TRANSFER.
Date: June 20, 2006 Category: Customer Dispute Allegations: THE CLIENT DID NOT ALLEGE THE DAMAGE AMOUNT REGARDING THE NULLIFICATION OF A FEATURE ON HER ANNUITY CONTRACT WHICH WAS PURCHASED IN MAY 2005. Damage Amount Requested: $5,000.00 Settlement Amount: $9,940.83 Broker Comment: THE ANNUITY FEATURE WAS CANCELLED DUE TO RMD DISTRIBUTIONS. WE PROCESSED A FREE-LOOK OF THE ORIGINAL ANNUITY CONTRACT.
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