KIMBERLY ANN NEWSOME is currently employed as a Broker and/or Investment Adviser at CAMBRIDGE INVESTMENT RESEARCH, INC. located at 4776 HODGES BLVD, STE 203, JACKSONVILLE, FL, 32224.
KIMBERLY ANN NEWSOME has worked at CAMBRIDGE INVESTMENT RESEARCH, INC. since November 15, 2010
Disclosure History
KIMBERLY ANN NEWSOME has 1 Disclosure Event(s).
Date: December 10, 2012 Category: Regulatory Initiated By: STATE OF FLORIDA DEPARTMENT OF FINANCIAL SERVICES Allegations: RR FAILED TO COMPLY WITH THE CONTINUING EDUCATION REQUIREMENT RELATING TO HER INSURANCE LICENSE(S) IN A TIMELY MANNER. Resolution: Decision & Order of Offer of Settlement SanctionDetails: Sanctions: Civil and Administrative Penalty(ies)/Fine(s) SanctionDetails: Amount: $250.00 Broker Comment: RR WAS NOTIFIED IN DEC 2012 THAT SHE HAD MISSED A 3 HOUR CE COURSE WITH THE STATE OF FLORIDA BECAUSE THEY DIDN'T HAVE HER UPDATED EMAIL ADDRESS. RR DIDN'T RECEIVE THE EMAIL REMINDER UNTIL AFTER THE DEADLINE (10/31/12). RR WAS NOTIFIED OF THE CE REQUIREMENT ON 12/10/12 AND IMMEDIATELY TOOK THE COURSE WITH THE STATE. RR HAD TO PAY A $250 FINE TO THE STATE OF FLORIDA HOWEVER RR'S LICENSE WAS NOT SUSPENDED OR REVOKED AS A RESULT OF THIS ERROR.
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