KIMBERLY JEANNE SPRINGER

KIMBERLY JEANNE SPRINGER is currently employed as a Broker and/or Investment Adviser at CAMBRIDGE INVESTMENT RESEARCH, INC. located at 1 AVENUE OF THE ARTS, WILMINGTON, DE, 19801.

KIMBERLY JEANNE SPRINGER has worked at CAMBRIDGE INVESTMENT RESEARCH, INC. since July 28, 2016

Disclosure History

KIMBERLY JEANNE SPRINGER has 3 Disclosure Event(s).

Date: June 29, 2016
Category: Financial
Type: Compromise
Disposition: Satisfied/Released
Broker Comment: Debt due to a divorce. Ex-spouse agreed to satisfy debt, however never honored his agreement. Current status: Debt Satisfied

Date: June 27, 2016
Category: Financial
Type: Compromise
Disposition: Satisfied/Released
Broker Comment: Debt due to a divorce. Ex-spouse agreed to satisfy debt, however never honored his agreement.Current status: Debt Satisfied

Date: June 27, 2016
Category: Financial
Type: Compromise
Disposition: Satisfied/Released
Broker Comment: Debt due to a divorce. Ex-spouse agreed to satisfy debt, however never honored his agreement. Current status: Debt Satisfied

More Information

All individuals registered to sell securities or provide investment advice are required to disclose customer complaints and arbitrations, regulatory actions, employment terminations, bankruptcy filings and criminal or civil judicial proceedings.

A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.

To view the full report for KIMBERLY JEANNE SPRINGER, click here.

The use of BrokerCheck data is subject to the BrokerCheck Terms of Use.