KIMBERLY R. SUPERNEAU is currently employed as a Broker and/or Investment Adviser at CETERA INVESTMENT SERVICES LLC located at 1000 SW BROADWAY ST, STE 2170, PORTLAND, OR, 97205.
KIMBERLY R. SUPERNEAU has worked at CETERA INVESTMENT SERVICES LLC since October 05, 2009
Disclosure History
KIMBERLY R. SUPERNEAU has 1 Disclosure Event(s).
Date: July 13, 2012 Category: Customer Dispute Allegations: CLIENTS ALLEGING FAILURE TO FOLLOW INSTRUCTIONS, UNAUTHORIZED TRADING, UNSUITABILITY OF ADVISORY ACCOUNTS, FAILURE OF FIDUCIARY RESPONSIBILITIES, UNSUITABILITY OF 1035 EXCHANGE AND THAT THEY DID NOT RECEIVE THE JNL CONTRACT. CLAIMING DAMAGES OF $7500 FROM INCURRED LONG TERM CAP GAINS ON LIQUIDATIONS OF MUTUAL FUNDS. Damage Amount Requested: $7,500.00
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