KIRK QUENTIN BROWN

KIRK QUENTIN BROWN is currently employed as a Broker and/or Investment Adviser at AMERICAN PORTFOLIOS FINANCIAL SERVICES, INC. located at 4250 VETERAN'S MEMORIAL HIGHWAY, 4TH. FLOOR, SUITE 420E, HOLBROOK, NY, 11741.

KIRK QUENTIN BROWN has worked at AMERICAN PORTFOLIOS FINANCIAL SERVICES, INC. since December 22, 2009

Disclosure History

KIRK QUENTIN BROWN has 2 Disclosure Event(s).

Date: December 07, 2009
Category: Employment Separation After Allegations
Firm Name: WELLS FARGO ADVISORS
Termination Type: Discharged
Allegations: FAILURE TO FOLLOW FIRM POLICY AND PROCEDURE
Broker Comment: DID NOT FOLLOW FIRM POLICY WHEN EXECUTING A CUSTOMER DOCUMENT

Date: March 10, 1983
Category: Criminal
Charges: RETAIL THEFT AT A CONVIENCE STORE INSHIPPENSBURG, PA. (CHOCOLATE COOKIE- .45 CENTS)
Disposition: SUMMARY OFFENSE FOR RETAIL THEFT. $25 FINE ANDRELEASED.
Broker Comment: I RECEIVED A SUMMARY OFFENSE FOR RETAIL THEFT IN1983 WHILE ATTENDING SHIPPENSBURG UNIVERSITY.

More Information

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