KIRK MICHAEL FERET

KIRK MICHAEL FERET is currently employed as a Broker and/or Investment Adviser at LPL FINANCIAL LLC located at 461 FROM RD, 3RD FL, STE 385, PARAMUS, NJ, 07652-3524.

KIRK MICHAEL FERET has worked at LPL FINANCIAL LLC since September 08, 2015

Disclosure History

KIRK MICHAEL FERET has 1 Disclosure Event(s).

Date: February 14, 2005
Category: Criminal
Charges: 1 COUNT OF CONTROLLED SUBSTANCE SMUGGLING, FELONY, NO PLEA Charge Type: FELONY
Disposition: DISMISSED WITHOUT PLEA ON 4/5/05

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All individuals registered to sell securities or provide investment advice are required to disclose customer complaints and arbitrations, regulatory actions, employment terminations, bankruptcy filings and criminal or civil judicial proceedings.

A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.

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