KLAUS DIETER KURT SCHOENING is currently employed as a Broker and/or Investment Adviser at TRUSTMONT FINANCIAL GROUP, INC. located at 501 WEST BUTLER ROAD, STE A, BOX 4, 200 BRUSH RUN ROAD, SUITE A, GREENVILLE, SC, 29607.
KLAUS DIETER KURT SCHOENING has worked at TRUSTMONT FINANCIAL GROUP, INC. since January 04, 2017
Disclosure History
KLAUS DIETER KURT SCHOENING has 4 Disclosure Event(s).
Date: May 05, 2008 Category: Customer Dispute Allegations: NEGILGENCE DUE TO FAILURE TO WATCH ACCOUNT. Damage Amount Requested: $12,000.00
Date: October 30, 1996 Category: Customer Dispute Allegations: ALLEGED LOSS OF $10,000. Damage Amount Requested: $10,000.00 Settlement Amount: $10,000.00 Broker Comment: CUSTOMER WAS GIVEN 208 SHARES OF DUKE POWERSTOCK VALUED AT $10,000 IN SATISFACTION OF CLAIM AGAINST THEFIRM.CUSTOMERS COMPLAINED TO THE BROKER AND FIRMSEVERAL MONTHS AFTER THE DECLINE OF THEIR SECURITIES THAT THEYHAD ENTERED AN ORDER TO SELL THEM WHEN THEY WERE AT APROFITABLE LEVEL. HOWEVER, THEY COULDN`T RECALL WHEN THEORDERES WERE ENTERED, OR AT WHAT PRICE, OR WHAT PRICE THESECURITIES WERE TRADING FOR. WHILE THE FIRM DIDN`T PLACE ANYCREDIBILITY IN THE CUSTOMERS` ALLEGATIONS, AND IT BELIEVES THEBROKER NEVER TOOK ANY ORDER FROM THE CLIENTS, THE FIRM DECIDEDTO SETTLE TO AVOID THE EXPENSE/TIME OF LITIGATION ORARBITRATION.
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