KOFI THOMPSON

KOFI THOMPSON is currently employed as a Broker and/or Investment Adviser at PFS INVESTMENTS INC. located at 631 LAKELAND EAST DR, STE C-1, FLOWOOD, MS, 39232.

KOFI THOMPSON has worked at PFS INVESTMENTS INC. since August 19, 2013

Disclosure History

KOFI THOMPSON has 1 Disclosure Event(s).

Date: February 25, 2016
Category: Judgment / Lien
Judgment/Lien Amount: $923.00
Judgment/Lien Type: Tax
Broker Comment: THIS INQUIRY IS BEING DISPUTED, AS I HAVE NO KNOWLEDGE OF OWING OR INQUIRING THIS EXPENSE.

More Information

All individuals registered to sell securities or provide investment advice are required to disclose customer complaints and arbitrations, regulatory actions, employment terminations, bankruptcy filings and criminal or civil judicial proceedings.

A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.

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