KONRAD M BROWN

KONRAD M BROWN is currently employed as a Broker and/or Investment Adviser at CETERA ADVISOR NETWORKS LLC located at 110 SE 6TH STREET, FT LAUDERDALE, FL, 33301.

KONRAD M BROWN has worked at CETERA ADVISOR NETWORKS LLC since October 25, 2017

Disclosure History

KONRAD M BROWN has 4 Disclosure Event(s).

Date: November 22, 2011
Category: Judgment / Lien
Judgment/Lien Amount: $19,705.00
Judgment/Lien Type: Tax

Date: June 02, 2010
Category: Financial
Type: Compromise
Disposition: Satisfied/Released

Date: June 12, 1991
Category: Criminal
Charges: Poss of Alcohol by a minor"nFelony Tresspassing
Disposition: Found not guilty
Broker Comment: All Charges were dropped/false arrest

Date: November 12, 1989
Category: Criminal
Charges: PETIT THEFT
Disposition: Convicted

More Information

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A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.

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