KORSA KUEBARI NZIDEE

KORSA KUEBARI NZIDEE is currently employed as a Broker and/or Investment Adviser at CETERA ADVISORS LLC located at 31-87 30TH ST, 2ND FLOOR, ASOTRIA, NY, 11106.

KORSA KUEBARI NZIDEE has worked at CETERA ADVISORS LLC since July 10, 2015

Disclosure History

KORSA KUEBARI NZIDEE has 1 Disclosure Event(s).

Date: August 22, 2011
Category: Customer Dispute
Allegations: CLIENT ALLEGES SUITABILITY REGARDING MANAGED ACCOUNT INVESTMENT. ACTIVITY DATES 02/07/2011-08/08/2011.
Damage Amount Requested: $5,400.00
Settlement Amount: $3,100.00

More Information

All individuals registered to sell securities or provide investment advice are required to disclose customer complaints and arbitrations, regulatory actions, employment terminations, bankruptcy filings and criminal or civil judicial proceedings.

A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.

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