KRIS JONATHAN BRENNEMAN is currently employed as a Broker and/or Investment Adviser at MORGAN STANLEY located at 3700 EMBASSY PARKWAY, SUITE 340, AKRON, OH, 44333.
KRIS JONATHAN BRENNEMAN has worked at MORGAN STANLEY since August 16, 2013
Disclosure History
KRIS JONATHAN BRENNEMAN has 2 Disclosure Event(s).
Date: September 22, 2003 Category: Customer Dispute Allegations: CUSTOMER ALLEGE FA MISMANAGED THEIR ACCOUNTS. CUSTOMERS DO NOT ALLEGE SPECIFIC COMPENSATORY DAMAGES. Settlement Amount: $15,000.00 Broker Comment: THIS CASE WAS SETTLED TO AVOID THE COSTS OF ARBITRATION. MR. BRENNEMAN DENIES ALL ALLEGED ALLEGATIONS.
Date: December 01, 1999 Category: Customer Dispute Allegations: CUSTOMER ALLEGES THAT HIS FINANCIAL CONSULTANT ASSURED HIM THAT THE PREFERRED STOCKS HE PURCHASED WERE SAFE INVESTMENTS AND THEY PROCEEDED TO GO DOWN IN VALUE. NO SPECIFIC DAMAGES ALLEGED. Broker Comment: FINANCIAL CONSULTANT DENIES ALLEGATIONS. RECOMMENDATIONS WERE MADE IN ACCORDANCE WITH CUSTOMER'S ACCOUNT OBJECTIVES AS WEEL AS CUSTOMER'S DESIRE FOR A WELL BALANCED PORTFOLIO.
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