KRISTEN P DOMIANO is currently employed as a Broker and/or Investment Adviser at CETERA ADVISOR NETWORKS LLC located at 50 ROUTE 111 STE 206, SMITHTOWN, NY, 11787.
KRISTEN P DOMIANO has worked at CETERA ADVISOR NETWORKS LLC since July 16, 2015
Disclosure History
KRISTEN P DOMIANO has 6 Disclosure Event(s).
Date: October 27, 2014 Category: Financial Type: Compromise Disposition: Satisfied/Released Broker Comment: THIS SETTLEMENT WAS PART OF A DEBT CONSOLIDATION WHEN MY HUSBAND RESIGNED FROM HIS JOB AND WENT BACK TO COLLEGE TO BECOME AN RN TO PROVIDE A MORE STABLE FINANCIAL FUTURE FOR OUR NEW FAMILY. I THOUGHT A SETTLEMENT WAS A BETTER OPTION THAN BANKRUPTCY AND SINCE THEN WE HAVE BEEN MUCH MORE DILIGENT ABOUT OUR DEBT AND PAYING IT OFF.
Date: January 21, 2014 Category: Financial Type: Compromise Disposition: Satisfied/Released Broker Comment: THIS SETTLEMENT WAS PART OF A DEBT CONSOLIDATION WHEN MY HUSBAND RESIGNED FROM HIS JOB AND WENT BACK TO COLLEGE TO BECOME AN RN TO PROVIDE A MORE STABLE FINANCIAL FUTURE FOR OUR NEW FAMILY. I THOUGHT A SETTLEMENT WAS A BETTER OPTION THAN BANKRUPTCY AND SINCE THEN WE HAVE BEEN MUCH MORE DILIGENT ABOUT OUR DEBT AND PAYING IT OFF.
Date: August 19, 2013 Category: Financial Type: Compromise Disposition: Satisfied/Released Broker Comment: THIS SETTLEMENT WAS PART OF A DEBT CONSOLIDATION WHEN MY HUSBAND RESIGNED FROM HIS JOB AND WENT BACK TO COLLEGE TO BECOME AN RN TO PROVIDE A MORE STABLE FINANCIAL FUTURE FOR OUR NEW FAMILY. I THOUGHT A SETTLEMENT WAS A BETTER OPTION THAN BANKRUPTCY AND SINCE THEN WE HAVE BEEN MUCH MORE DILIGENT ABOUT OUR DEBT AND PAYING IT OFF.
Date: August 05, 2013 Category: Financial Type: Compromise Disposition: Satisfied/Released Broker Comment: THIS SETTLEMENT WAS PART OF A DEBT CONSOLIDATION WHEN MY HUSBAND RESIGNED FROM HIS JOB AND WENT BACK TO COLLEGE TO BECOME AN RN TO PROVIDE A MORE STABLE FINANCIAL FUTURE FOR OUR NEW FAMILY. I THOUGHT A SETTLEMENT WAS A BETTER OPTION THAN BANKRUPTCY AND SINCE THEN WE HAVE BEEN MUCH MORE DILIGENT ABOUT OUR DEBT AND PAYING IT OFF.
Date: December 30, 2012 Category: Financial Type: Compromise Disposition: Satisfied/Released Broker Comment: THIS SETTLEMENT WAS PART OF A DEBT CONSOLIDATION WHEN MY HUSBAND RESIGNED FROM HIS JOB AND WENT BACK TO COLLEGE TO BECOME AN RN TO PROVIDE A MORE STABLE FINANCIAL FUTURE FOR OUR NEW FAMILY. I THOUGHT A SETTLEMENT WAS A BETTER OPTION THAN BANKRUPTCY AND SINCE THEN WE HAVE BEEN MUCH MORE DILIGENT ABOUT OUR DEBT AND PAYING IT OFF.
Date: September 14, 2012 Category: Financial Type: Compromise Disposition: Satisfied/Released Broker Comment: THIS SETTLEMENT WAS PART OF A DEBT CONSOLIDATION WHEN MY HUSBAND RESIGNED FROM HIS JOB AND WENT BACK TO COLLEGE TO BECOME AN RN TO PROVIDE A MORE STABLE FINANCIAL FUTURE FOR OUR NEW FAMILY. I THOUGHT A SETTLEMENT WAS A BETTER OPTION THAN BANKRUPTCY AND SINCE THEN WE HAVE BEEN MUCH MORE DILIGENT ABOUT OUR DEBT AND PAYING IT OFF.
More Information
All individuals registered to sell securities or provide investment advice are required to disclose customer complaints and arbitrations, regulatory actions, employment terminations, bankruptcy filings and criminal or civil judicial proceedings.
A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.
BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.
To view the full report for KRISTEN P DOMIANO, click here.
The use of BrokerCheck data is subject to the BrokerCheck Terms of Use.
×
Outdated Information
If you discover any errors or outdated information on this Website, please contact us and we will promptly correct such errors or outdated information.
If BrokerCheck® is the source of such errors or outdated information, please contact FINRA at (301) 590-6500.
×
BrokerSearch Removal
Brokersearch.info will not fully remove items from this Website without an applicable court order designating them for removal. Investors rely on the information available on this Website to decide whether to choose or retain a broker or investment adviser.
Upon written request, we may remove certain page(s) from appearing in search engine results using the robots.txt protocol.
When a person searches for your name using Google, Bing, Yahoo! and other search engines the page(s) from Brokersearch.info would not appear in the search results.
Please contact us to learn more about Search Engine Removal.