KRISTIN ASHLEY NG

KRISTIN ASHLEY NG is currently employed as a Broker and/or Investment Adviser at BTIG, LLC located at 825 THIRD AVENUE, 6TH FLOOR, NEW YORK, NY, 10022.

KRISTIN ASHLEY NG has worked at BTIG, LLC since April 07, 2015

Disclosure History

KRISTIN ASHLEY NG has 1 Disclosure Event(s).

Date: May 09, 2009
Category: Criminal
Charges: THEFT, SECOND DEGREE
Disposition: Pre-trial Intervention
Broker Comment: I WAS UNDERAGE AND UNDER THE INFLUENCE OF ALCOHOL, WHEN I WAS FOUND IN THE BASEMENT OF A BAR WITH A PURSE FULL OF BEER AND WITH NO PROOF OF PURCHASE OR IDENTIFICATION. IN DECEMBER 2011 I WILL BE ELIGIBLE TO HAVE THIS RECORD EXPUNGED.

More Information

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A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

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