KRISTINA LEA O'BANION WRIGHT

KRISTINA LEA O'BANION WRIGHT is currently employed as a Broker and/or Investment Adviser at ROBERT W. BAIRD & CO. INCORPORATED located at 3800 Centerpoint Dr, 11th Floor, Anchorage, AK, 99503.

KRISTINA LEA O'BANION WRIGHT has worked at ROBERT W. BAIRD & CO. INCORPORATED since November 30, 2017

Disclosure History

KRISTINA LEA O'BANION WRIGHT has 3 Disclosure Event(s).

Date: June 27, 2013
Category: Financial
Type: Compromise
Disposition: Satisfied/Released

Date: February 17, 2012
Category: Financial
Type: Compromise
Disposition: Satisfied/Released

Date: April 04, 2009
Category: Criminal
Charges: FELONY DUI - 2+ PRIORS (CLASS C) AS28.35.030(n)
Disposition: Reduced
Amended Charges: NEGLIGENT DRIVING NOT CMV AS28.35.410
Amended Charge Type: MISDEMEANOR Amended Charge
Amended Charge Disposition: Convicted

More Information

All individuals registered to sell securities or provide investment advice are required to disclose customer complaints and arbitrations, regulatory actions, employment terminations, bankruptcy filings and criminal or civil judicial proceedings.

A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.

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