KRISTOPHER WAYNE CARROLL

KRISTOPHER WAYNE CARROLL is currently employed as a Broker and/or Investment Adviser at CETERA ADVISOR NETWORKS LLC located at 4201 CONGRESS STREET, SUITE 210, CHARLOTTE, NC, 28209.

KRISTOPHER WAYNE CARROLL has worked at CETERA ADVISOR NETWORKS LLC since August 22, 2002

Disclosure History

KRISTOPHER WAYNE CARROLL has 1 Disclosure Event(s).

Date: February 26, 1992
Category: Criminal
Charges: 1 COUNT OF POSSESSION OF STOLEN PROPERTY; FELONY; PLEA WAS NOT GUILTY Charge Type: FELONY
Disposition: DISMISSED
Broker Comment: WHEN I WAS 16 ONE OF MY FRIENDS STOLE A KEYBOARD AND TOOK IT TO MY HOUSE. THUS THE CASE WAS DISMISSED.

More Information

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