KRISTOPHER PHILLIPS is currently employed as a Broker and/or Investment Adviser at PRUCO SECURITIES, LLC. located at 401 NORTH CATTLEMEN ROAD, SUITE # 110, SARASOTA, FL, 34232.
KRISTOPHER PHILLIPS has worked at PRUCO SECURITIES, LLC. since June 26, 2012
KRISTOPHER PHILLIPS has 1 Disclosure Event(s).Date: January 27, 2015
All individuals registered to sell securities or provide investment advice are required to disclose customer complaints and arbitrations, regulatory actions, employment terminations, bankruptcy filings and criminal or civil judicial proceedings.
A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.
BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.
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