KRISTY JAN MEELER

KRISTY JAN MEELER is currently employed as a Broker and/or Investment Adviser at LPL FINANCIAL LLC located at 904 MARGARET ST #202, JACKSONVILLE, FL, 32204-3711.

KRISTY JAN MEELER has worked at LPL FINANCIAL LLC since April 26, 2013

Disclosure History

KRISTY JAN MEELER has 2 Disclosure Event(s).

Date: July 25, 2016
Category: Customer Dispute
Allegations: CUSTOMERS ALLEGE UNSUITABILITY AND CONCERNS OVER LACK OF LIQUIDITY OF ALTERNATIVE INVESTMENTS.
Damage Amount Requested: $35,000.00
Broker Comment: THE COMPLAINT WAS DETERMINED TO BE WITHOUT MERIT AND DENIED.

Date: March 30, 2011
Category: Financial
Type: Compromise
Disposition: Satisfied/Released

More Information

All individuals registered to sell securities or provide investment advice are required to disclose customer complaints and arbitrations, regulatory actions, employment terminations, bankruptcy filings and criminal or civil judicial proceedings.

A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.

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