Kultar Sachdev

Kultar Sachdev is currently employed as a Broker and/or Investment Adviser at TRANSAMERICA FINANCIAL ADVISORS, INC located at 1036 W ROBINHOOD DR, #206, STOCKTON, CA, 95207.

Kultar Sachdev has worked at TRANSAMERICA FINANCIAL ADVISORS, INC since August 15, 2016

Disclosure History

Kultar Sachdev has 4 Disclosure Event(s).

Date: November 29, 2012
Category: Financial
Type: SHORT SALE
Disposition: Discharged

Date: September 11, 2012
Category: Financial
Type: SHORT SALE
Disposition: Discharged

Date: June 21, 2012
Category: Financial
Type: SHORT SALE
Disposition: Discharged

Date: March 28, 2012
Category: Financial
Type: SHORT SALE
Disposition: Discharged

More Information

All individuals registered to sell securities or provide investment advice are required to disclose customer complaints and arbitrations, regulatory actions, employment terminations, bankruptcy filings and criminal or civil judicial proceedings.

A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.

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