KURT E CHASE is currently employed as a Broker and/or Investment Adviser at CETERA INVESTMENT SERVICES LLC located at 665 WOODLAND SQ LOOP SE, LACEY, WA, 98503.
KURT E CHASE has worked at CETERA INVESTMENT SERVICES LLC since June 07, 2010
Disclosure History
KURT E CHASE has 1 Disclosure Event(s).
Date: March 30, 2004 Category: Customer Dispute Allegations: CUSTOMER ALLEGES THAT HER BROKER PROVIDED UNSUITABLE INVESTMENT ADVICE. Damage Amount Requested: $140,000.00 Broker Comment: MR. CHASE VIGOROUSLY DENIES ANY WRONGDOING. AFTER A COMPLETE INVESTIGATION OF THE FACTS ALLEGED IN THE LETTER OF COMPLAINT, MORGAN STANLEY DETERMINED THAT NO WRONGDOING OCCURRED AND DENIED THE CLAIM IN ITS ENTIRETY.
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