KURT JOSEPH KERRIGAN

KURT JOSEPH KERRIGAN is currently employed as a Broker and/or Investment Adviser at LPL FINANCIAL LLC located at 6410 SOUTHWEST BLVD, STE 127, FORT WORTH, TX, 76109.

KURT JOSEPH KERRIGAN has worked at LPL FINANCIAL LLC since October 31, 2003

Disclosure History

KURT JOSEPH KERRIGAN has 1 Disclosure Event(s).

Date: August 07, 2012
Category: Customer Dispute
Allegations: CLAIMANT ALLEGES DAMAGES IN PREPARATION OF HER INCOME TAX RETURNS.
Damage Amount Requested: $432,200.00
Settlement Amount: $35,000.00
Broker Comment: THE COMPLAINT WAS SETTLED TO AVOID PROTRACTED LITIGATION AND THE REPRESENTATIVE DENIES ANY AND ALL ALLEGATIONS BY THE CLAIMANT.

More Information

All individuals registered to sell securities or provide investment advice are required to disclose customer complaints and arbitrations, regulatory actions, employment terminations, bankruptcy filings and criminal or civil judicial proceedings.

A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.

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