KURT ERIK RUEHMAN

KURT ERIK RUEHMAN is currently employed as a Broker and/or Investment Adviser at ARCADIA SECURITIES, LLC located at 1370 Avenue of the Americas, 29th FL, NEW YORK, NY, 10019.

KURT ERIK RUEHMAN has worked at ARCADIA SECURITIES, LLC since January 29, 2007

Disclosure History

KURT ERIK RUEHMAN has 4 Disclosure Event(s).

Date: April 30, 2014
Category: Judgment / Lien
Judgment/Lien Amount: $4,320.75
Judgment/Lien Type: Tax
Broker Comment: I was unaware of this lien and my credit report does not reflect it's existence.

Date: April 17, 2013
Category: Judgment / Lien
Judgment/Lien Amount: $10,372.03
Judgment/Lien Type: Tax
Broker Comment: I was unaware of this lien and my credit report does not indicate its existence.

Date: August 16, 2012
Category: Judgment / Lien
Judgment/Lien Amount: $8,448.00
Judgment/Lien Type: Civil

Date: June 15, 2010
Category: Judgment / Lien
Judgment/Lien Amount: $30,058.00
Judgment/Lien Type: Civil

More Information

All individuals registered to sell securities or provide investment advice are required to disclose customer complaints and arbitrations, regulatory actions, employment terminations, bankruptcy filings and criminal or civil judicial proceedings.

A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.

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