KUSUM RAMCHANDANI

KUSUM RAMCHANDANI is currently employed as a Broker and/or Investment Adviser at LPL FINANCIAL LLC located at 100 BROAD STREET, MILFORD, CT, 06460.

KUSUM RAMCHANDANI has worked at LPL FINANCIAL LLC since October 11, 2011

Disclosure History

KUSUM RAMCHANDANI has 1 Disclosure Event(s).

Date: July 25, 2008
Category: Customer Dispute
Allegations: CLIENT ALLEGES UNSUITABLE INVESTMENT IN VARIABLE ANNUITY. DAMAGES NOT STATED BUT REASONABLY DETERMINED TO BE OVER 5,000
Damage Amount Requested: $5,000.00
Settlement Amount: $2,071.14
Broker Comment: WITHOUT ADMITTING LIABILITY, COMPLAINT SETTLED TO PREVENT ADDITIONAL DEFENSE COST

More Information

All individuals registered to sell securities or provide investment advice are required to disclose customer complaints and arbitrations, regulatory actions, employment terminations, bankruptcy filings and criminal or civil judicial proceedings.

A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.

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