KYLE WILLIAM JENNER is currently employed as a Broker and/or Investment Adviser at STEPHENS located at 3425 FUTRALL DRIVE, SUITE # 201, FAYETTEVILLE, AR, 72703.
KYLE WILLIAM JENNER has worked at STEPHENS since January 24, 2002
Disclosure History
KYLE WILLIAM JENNER has 5 Disclosure Event(s).
Date: September 21, 2015 Category: Customer Dispute Allegations: Customer alleges unauthorized trading. Broker Comment: Representative had liquidated stock to accommodate stated goal of client by exercising power over the managed account as per signed Investment Management Agreement from the customer. Account had been operated as a discretionary account several years prior. After reviewing customer complaint letter, Firm cancelled the trades per the customer's request but felt the complaint itself had no merit.
Date: March 25, 2005 Category: Customer Dispute Allegations: CLIENT ALLEGES THAT FINANCIAL ADVISOR MADE UNSUITABLE PURCHASES OF B SHARES AND FAILED TO DISCLOSE FEES ASSOCIATED WITH PURCHASE. Damage Amount Requested: $276,699.00 Settlement Amount: $255,000.00 Broker Comment: ON AUGUST 10TH 2005 A SETTLEMENT WAS REACHED BETWEEN [CUSTOMER], MERRILL LYNCH AND ME. MY CONTRIBUTION TOWARDS THE SETTLEMENT WAS TEN DOLLARS. PRIOR AND POST THE SETTLEMENT AGREEMENT, I DENY ALL ALLEGATIONS ASSERTED AGAINST ME BY [CUSTOMER] AND FURTHER DENY ANY WRONGDOING OR LIABILITY TO [CUTOMER] FOR ANY ALLEGED DAMAGES WHATSOEVER.
Date: August 19, 2002 Category: Customer Dispute Allegations: CUSTOMER ALLEGES THAT MR. JENNER MADE UNSUITABLE INVESTMENT RECOMMENDATIONS. NO SPECIFIC AMOUNT OF DAMAGES ALLEGED.
Date: March 31, 2000 Category: Customer Dispute Allegations: CUSTOMER ALLEGES THAT THE REGISTERED REPRESENTATIVE DID NOT EXPLAIN THE SURRENDER CHARGES ASSOCIATED WITH THE ANNUITY CONTRACT. Damage Amount Requested: $24,322.78 Broker Comment: CLIENT'S ALLEGATIONS WERE FOUND TO BE WITHOUT MERIT.
Date: January 11, 1999 Category: Customer Dispute Allegations: ALLEGATION THAT EWARD D JONES, [OTHER FIRM EMPLOYEE], KYLE JENNER FAILED TO AUTOMATIC TRANSFER MONIES. BREACH OF CONTRACT,BREACH OF FIDUCIARY DUTY. PUNITIVE DAMAGES IN THE AMOUNT OF$75,000.00. (CIV. #98-1141, WASHINGTON COUNTY, AR) Damage Amount Requested: $75,000.00 Broker Comment: OCTOBER 1994 [CUSTOMER] BORROWED $3100.00 AGAINST $70K EDWARD D. JONES ACCOUNT TO PURCHASE A USED CAR. [CUSTOMER] REFUSED TO LIQUIDATE WAL-MART OR BELL STOCKS TO PAY CASH. FROM 10/1994 TO 4/1995, [CUSTOMER] DID NOT SERVICE HER LOAN AND NUMEROUSLY BORROWED ADDITIONAL DOLLARS FOR PERSONAL EXPENSES, INCREASING HER MARGIN BALANCE. APRIL 1995, SIX MONTHS LATER, I LEFT EDWARD D. JONES FOR EMPLOYMENT AT MERRILL LYNCH. [CUSTOMER] REMAINED AR EDWARD D. JONES, [OTHER FIRM EMPLOYEE] AND KYLE JENNER. MAY 4, 1999, CIVIL CASE ORDER, JUDGE, [JUDGE], "STAYED" PENDING PURSUIT OF ARBITRATION [CUSTOMER] HAS NOT PURSUED THE MATTER AS OF THIS DATE, JANUARY 4, 2000.
More Information
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A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.
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