KYLE JOSEPH LUCAS is currently employed as a Broker and/or Investment Adviser at AXA ADVISORS, LLC located at 40 MONUMENT ROAD, 2ND FLOOR, BALA CYNWYD, PA, 19004.
KYLE JOSEPH LUCAS has worked at AXA ADVISORS, LLC since April 17, 2014
Disclosure History
KYLE JOSEPH LUCAS has 3 Disclosure Event(s).
Date: November 20, 2017 Category: Customer Dispute Allegations: Client alleges RRs did not fully disclose all the risks and features of a variable annuity and incentive life insurance policy sold in 2015. Broker Comment: The Firm found no basis to the customer complaint.
Date: March 04, 2014 Category: Financial Type: Compromise Disposition: Satisfied/Released Broker Comment: PAYMENT COMPROMISE MADE DUE TO UNEMPLOYMENT STATUS
Date: February 27, 2014 Category: Financial Type: Compromise Disposition: Satisfied/Released Broker Comment: PAYMENT COMPROMISE MADE DUE TO UNEMPLOYMENT STATUS
More Information
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BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.
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