KYLE MICHAEL RAINWATER is currently employed as a Broker and/or Investment Adviser at CETERA ADVISOR NETWORKS LLC located at 125 E. JOHN CARPENTER FREEWAY, SUITE 1200, IRVING, TX, 75062.
KYLE MICHAEL RAINWATER has worked at CETERA ADVISOR NETWORKS LLC since November 01, 2017
Disclosure History
KYLE MICHAEL RAINWATER has 3 Disclosure Event(s).
Date: February 05, 2016 Category: Customer Dispute Allegations: Clients allege their variable annuity investment in 2015 was unsuitable and misrepresented to them. Broker Comment: Firm was able to obtain a rescission of the clients contract at no cost to the advisor.
Date: December 12, 1994 Category: Criminal Charges: CREDIT CARD ABUSE Disposition: PROSECUTION OF CASE REFUSED
Date: December 09, 1994 Category: Criminal Charges: FORGERY BY PASSING Disposition: PROSECUTOR HAS DECIDED NOT TO FILE MOTION, CASE REFUSED. FELONY CHARGE REDUCED TO MISDEMEANOR THEFT OVER $20 UNDER $500. Amended Charges: PROSECUTOR HAS DECIDED NOT TO FILE MOTION, CASE REFUSED. FORGERY BY PASSING CHARGE REDUCED FROM A FELONY CHARGE TO THEFT OVER $20 UNDER $500 MISDEMEANOR CHARGE. Amended Charge Type: MISDEMEANOR Amended Charge Amended Charge Disposition: PROSECUTOR HAS DECIDED NOT TO FILE MOTION, CASE REFUSED. 30 DAYS PROBATION WITH 10 DAY JAIL AND $141.86 RESTITUTION.
More Information
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