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LAEL SPEAKER is currently employed as a Broker and/or Investment Adviser at NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC located at 1111 MILITARY CUTOFF RD, STE 251, WILMINGTON, NC, 28405.
LAEL SPEAKER has worked at NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC since September 18, 2012
LAEL SPEAKER has 1 Disclosure Event(s).
Date: January 01, 1994All individuals registered to sell securities or provide investment advice are required to disclose customer complaints and arbitrations, regulatory actions, employment terminations, bankruptcy filings and criminal or civil judicial proceedings.
A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.
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