LAM THANH NGO

LAM THANH NGO is currently employed as a Broker and/or Investment Adviser at FARMERS FINANCIAL SOLUTIONS, LLC located at 4500 SATELLITE#1160, (44-19-2F), DULUTH, GA, 30096.

LAM THANH NGO has worked at FARMERS FINANCIAL SOLUTIONS, LLC since January 22, 2015

Disclosure History

LAM THANH NGO has 1 Disclosure Event(s).

Date: September 16, 2014
Category: Employment Separation After Allegations
Firm Name: STATE FARM INSURANCE
Termination Type: Permitted to Resign
Allegations: REVIEW CONCLUDED THE REPRESENTATIVE IMPROPERLY FAILED TO FOLLOW COMPANY PROCEDURES RELATED TO THE SUBMISSION OF INSURANCE POLICIES. NO SECURITIES PRODUCTS INVOLVED.

More Information

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BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.

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