LAMONT ADRIAN CHANDLER

LAMONT ADRIAN CHANDLER is currently employed as a Broker and/or Investment Adviser at MADISON AVENUE SECURITIES, LLC located at 5200 W. 94TH TERRACE, SUITE 111, PRAIRIE VILLAGE, KS, 66207.

LAMONT ADRIAN CHANDLER has worked at MADISON AVENUE SECURITIES, LLC since February 02, 2006

Disclosure History

LAMONT ADRIAN CHANDLER has 2 Disclosure Event(s).

Date: March 14, 2018
Category: Customer Dispute
Allegations: Client alleges issues recommendation, advice and performance pertaining to alternative investments purchased in April 2010.
Damage Amount Requested: $55,000.00
Broker Comment: The firm reviewed matter and deemed the complaint without merit and denied the complaint. Client met the suitability requirements and understood the risk associated with each investment he made.

Date: June 20, 2016
Category: Customer Dispute
Allegations: Client alleges breach of fiduciary duty and misrepresentation and violation of Missouri Uniform Securities Act as it pertain to the recommendation and sale of specific annuities and alternative investments
Damage Amount Requested: $700,000.00
Settlement Amount: $25,000.00
Broker Comment: The firm maintains the claim is without merit. Parties resolved the matter via mediation.

More Information

All individuals registered to sell securities or provide investment advice are required to disclose customer complaints and arbitrations, regulatory actions, employment terminations, bankruptcy filings and criminal or civil judicial proceedings.

A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.

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