LANCE HOPPER

LANCE HOPPER is currently employed as a Broker and/or Investment Adviser at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED located at 4800-4804 DEER LAKE DR, MERRILL EDGE CLIENT SERVICES, JACKSONVILLE, FL, 32246.

LANCE HOPPER has worked at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED since July 30, 2014

Disclosure History

LANCE HOPPER has 2 Disclosure Event(s).

Date: April 21, 2017
Category: Financial
Type: Compromise
Disposition: Satisfied/Released

Date: December 30, 1974
Category: Criminal
Charges: RESISTING ARREST WITH VIOLENCE
Disposition: Reduced
Amended Charges: RESISING ARREST
Amended Charge Type: MISDEMEANOR Amended Charge
Amended Charge Disposition: Convicted

More Information

All individuals registered to sell securities or provide investment advice are required to disclose customer complaints and arbitrations, regulatory actions, employment terminations, bankruptcy filings and criminal or civil judicial proceedings.

A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.

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