LANCE WALTER LOOF

LANCE WALTER LOOF is currently employed as a Broker and/or Investment Adviser at MUTUAL OF OMAHA INVESTOR SERVICES, INC. located at 5109 SOUTH CROSSING PLACE, STE 4, SIOUX FALLS, SD, 57108.

LANCE WALTER LOOF has worked at MUTUAL OF OMAHA INVESTOR SERVICES, INC. since March 30, 2015

Disclosure History

LANCE WALTER LOOF has 1 Disclosure Event(s).

Date: March 14, 2004
Category: Criminal
Charges: POSSESSION OF CONTROLLED SUBSTANCE
Disposition: Dismissed

More Information

All individuals registered to sell securities or provide investment advice are required to disclose customer complaints and arbitrations, regulatory actions, employment terminations, bankruptcy filings and criminal or civil judicial proceedings.

A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.

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