LANDRUM HAZEL HENDERSON

LANDRUM HAZEL HENDERSON is currently employed as a Broker and/or Investment Adviser at ROBERT W. BAIRD & CO. INCORPORATED located at 4350 Congress St, Suite 400, CHARLOTTE, NC, 28209.

LANDRUM HAZEL HENDERSON has worked at ROBERT W. BAIRD & CO. INCORPORATED since October 19, 2009

Disclosure History

LANDRUM HAZEL HENDERSON has 1 Disclosure Event(s).

Date: November 01, 1992
Category: Customer Dispute
Allegations: CLIENT EXPRESSED CONCERN OVER THE PERFORMANCEOF HIS LIMITED PARTNERSHIPS. HE NEVER ALLEGED AN ACTUAL AMOUNTIN HIS LETTER, HE ONLY STATED THE AMOUNT THAT HE PURCHASEDPERCEIVED CURRENT VALUES AND INCOME RECEIVED. THE TOTAL AMOUNTTHAT HE STILL OWNED WAS $210,000 IN PURCHASE VALUE.
Damage Amount Requested: $210,000.00
Settlement Amount: $120,000.00
Broker Comment: IT WAS SETTLED FOR A PAYMENT OF $120,000 -HOWEVER SEVERAL OF THE PARTNERSHIPS WHICH STILL HAVE THOUSANDSOF DOLLARS OF VALUE WERE RETURNED TO MERRILL TO DECREASE THEABOVE AMOUNT. THIS TOTAL HAS NEVER BEEN TOLD TO ME.MY CAPACITY DURING THE ENTIRE PERIOD DISCUSSED BY[CUSTOMER'S] COMPLAINT, WHICH COVERED SEVERAL YEARS, WAS THAT OFA NON-PRODUCING RESIDENT MANAGER FOR MERRILL LYNCH. I THEREFORERECEIVED NO COMPENSATION FOR ANY OF THE LIMITED PARTNERSHIPSTHAT HE PURCHASED. WE ARE STILL FRIENDS AND HAVE BEEN FOR OVER13 YEARS. HIS MAIN CONCERN WAS ALWAYS POOR PERFORMANCE WHICHCAUSED REDUCED CASH FLOW.

More Information

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