LANITA M WOODS is currently employed as a Broker and/or Investment Adviser at LPL FINANCIAL LLC located at 9450 GROGAN'S MILL RD STE 221, THE WOODLANDS, TX, 77380-3626.

LANITA M WOODS has worked at LPL FINANCIAL LLC since September 08, 2009

Disclosure History

LANITA M WOODS has 1 Disclosure Event(s).

Date: June 15, 2015
Category: Judgment / Lien
Judgment/Lien Amount: $3,037.00
Judgment/Lien Type: Civil
Broker Comment: I was just advised of this event. I am currently disputing with credit reporting agencies and American Express.

More Information

All individuals registered to sell securities or provide investment advice are required to disclose customer complaints and arbitrations, regulatory actions, employment terminations, bankruptcy filings and criminal or civil judicial proceedings.

A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.

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