LANNY KEITH MARKS is currently employed as a Broker and/or Investment Adviser at SECURITIES AMERICA, INC. located at 301 NW CRAWFORD BLVD, STE 208, BOCA RATON, FL, 33432.
LANNY KEITH MARKS has worked at SECURITIES AMERICA, INC. since December 11, 2014
Disclosure History
LANNY KEITH MARKS has 1 Disclosure Event(s).
Date: August 01, 1997 Category: Regulatory Initiated By: DEPT OF PROFESSIONAL REGULATION FOR REALESTATE Allegations: FALSE STATEMENT/EMISSION THAT ALL CONTINUINGEDUCATION HAD BEEN COMPLETED AT THE TIME OF LICENSE RENEWAL.CONTINUING EDCUATION WAS COMPLETED AFTER THE RENEWAL PERIOD. Resolution: Decision SanctionDetails: Sanctions: Monetary/Fine SanctionDetails: Amount: $1,500.00 Sanction Details: FINED $1,500. NO OTHER PENALTIES. CURRENTLYLICENSED AND IN FULL COMPLIANCE. NO PROBLEMS SINCE. Broker Comment: INADVERTENTLY FORGOT TO SUBMIT MY CONTINUINGEDUCATION MATERIALS FOR PROCESSING. SUBSEQUENTLY REALIZED THATTHE MATERIALS HAD NOT BEEN SENT AND SUBMITTED THE CE EXAM AFTERTHE RENEWAL REQUEST HAD BEEN SENT. THERE WAS AN ADMINISTRATIVECOMPLAINT FILED FOR FAILURE TO COMPLETE CE IN A TIMELY MANNER.THE COMPLAINT BY FREC HAS BEEN RESOLVED AND MY REAL ESTATELICENSE IS ACTIVE. I PAID A FINE AND NO OTHER PROBLEMS ORREPURCUSSIONS HAVE OCCURRED. THIS WAS NOT INVESTMENT OR CLIENTRELATED.
More Information
All individuals registered to sell securities or provide investment advice are required to disclose customer complaints and arbitrations, regulatory actions, employment terminations, bankruptcy filings and criminal or civil judicial proceedings.
A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.
BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.
To view the full report for LANNY KEITH MARKS, click here.
The use of BrokerCheck data is subject to the BrokerCheck Terms of Use.
×
Outdated Information
If you discover any errors or outdated information on this Website, please contact us and we will promptly correct such errors or outdated information.
If BrokerCheck® is the source of such errors or outdated information, please contact FINRA at (301) 590-6500.
×
BrokerSearch Removal
Brokersearch.info will not fully remove items from this Website without an applicable court order designating them for removal. Investors rely on the information available on this Website to decide whether to choose or retain a broker or investment adviser.
Upon written request, we may remove certain page(s) from appearing in search engine results using the robots.txt protocol.
When a person searches for your name using Google, Bing, Yahoo! and other search engines the page(s) from Brokersearch.info would not appear in the search results.
Please contact us to learn more about Search Engine Removal.