LARRY WAYNE CARROLL is currently employed as a Broker and/or Investment Adviser at CETERA ADVISOR NETWORKS LLC located at 4201 CONGRESS ST., SUITE 210, CHARLOTTE, NC, 28209.
LARRY WAYNE CARROLL has worked at CETERA ADVISOR NETWORKS LLC since July 18, 1994
Disclosure History
LARRY WAYNE CARROLL has 1 Disclosure Event(s).
Date: August 05, 2009 Category: Customer Dispute Allegations: CLIENTS ALLEGE THAT THEIR ACCOUNTS SHOULD NOT HAVE DECLINED BELOW 10% IN 2008 AND 2009 AND WANT TO BE COMPENSATED FOR MARKET LOSS OVER 10%. Damage Amount Requested: $174,062.00 Settlement Amount: $21,470.00
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