LARRY DEAN FREIE is currently employed as a Broker and/or Investment Adviser at KESTRA INVESTMENT SERVICES, LLC located at 140 NORTH 8TH STREET, SUITE 210, LINCOLN, NE, 68058.
LARRY DEAN FREIE has worked at KESTRA INVESTMENT SERVICES, LLC since January 03, 2017
Disclosure History
LARRY DEAN FREIE has 2 Disclosure Event(s).
Date: March 09, 2015 Category: Customer Dispute Allegations: CLIENT CLAIMS HE WAS MISLED RELATED TO DIRECT INVESTMENTS THAT WERE RECOMMENDED TO HIM IN JUNE AND NOVEMBER OF 2009
Date: January 14, 2013 Category: Customer Dispute Allegations: THE COMPLAINT ALLEGES THAT THE FIRM, THROUGH ITS REPRESENTATIVE MISREPRESENTED AND RECOMMENDED UNSUITABLE INVESTMENTS GIVEN THEIR FINANCIAL SITUATION, NEEDS, AND INVESTMENT OBJECTIVES. THE INVESTMENTS IN QUESTION TOOK PLACE IN JANUARY 2007, SEPTEMBER 2007, AND JULY 2009. Damage Amount Requested: $275,907.04 Settlement Amount: $107,500.00 Broker Comment: I WOULD DISPUTE THE ALLEGATIONS WITH APPROPRIATE FILING INFORMATION AT TIME OF TRANSACTION.
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