LARRY JAY FURRER is currently employed as a Broker and/or Investment Adviser at AMUNI FINANCIAL, INC. located at 1501 N UNIVERSITY AVE, SUITE 330, LITTLE ROCK, AR, 72207.
LARRY JAY FURRER has worked at AMUNI FINANCIAL, INC. since January 27, 1993
Disclosure History
LARRY JAY FURRER has 2 Disclosure Event(s).
Date: October 18, 1993 Category: Regulatory Initiated By: FLORIDA DIVISION OF SECURITIES AND INVESTORPROTECT*See FAQ #1* Allegations: ON 10-18-93, THE STATE OF FLORIDA ISSUED ASTIPULATION AND CONSENT AGREEMENT AND FINAL ORDER IN THE MATTEROF LARRY J. FURRER AS AN ASSOCIATED PERSON OF AMERICANMUNICIPAL SECURITIES, INC. Resolution: Consent Sanction Details: THE ORDER SERVED TO APPROVE FURRER'S APPLICATIONPURSUANT TO A REGISTRATION AGREEMENT. THE TERMS OF THEAGREEMENT PROVIDES BUT ARE NOT LIMITED TO, THE FOLLOWING:FURRER AGREES, NOT TO ACT IN ANY OWNER, PRINCIPAL, SUPERVISORY,CONTROL OR MANAGERIAL CAPACITY IN CONNECTION WITH HISEMPLOYMENT. SUCH CONDITIONS WILL REMAIN IN EFFECT UNTIL RELIEFIS OTHERWISE SOUGHT AND GRANTED. CONTACT FLORIDA AGENTREGISTRATION SECTION FOR FURTHER INFORMATION. Broker Comment: ON 4/29/93, THE DIV. OF SEC. NOTIFIED FURRE OFITS INTENT TO DENY HIS APPLICATION FOR REGISTRATION AS ANASSOCIATED PERSON WITH AMERICAN MUNICIPAL SECURITIES. ON5/19/93 FURRER FILED A TIMELY PETITION FOR FORMAL PROCEEDINGBEFORE THE DEPT. OF ADMIN. HEARING TO CONTEST THE DENIAL.DURING THE PENDENCY OF THIS ACTION, A SETTLEMENT WAS REACHED IN THE ADMIN. PROCEEDING BROUGHT BY MASSACHUSETTS & FLORIDA WAS WILLING TO ENTER INTO A REGISTRATION AGREEMENT AS WELL AS A STIPULATION & CONSENT AGREEMENT IN ORDER TO FACILITATE A SETTLEMENT OF THIS PROCEEDING. THE SETTLEMENT WITH THE STATE OF FLA. RESULTED IN FURRER BEING GRANTED REGISTRATION AS AN ASSOCIATED PERSON, WITH CERTAIN RESTRICTIONS FOR A ONE-YEAR PERIOD.
Date: July 24, 1992 Category: Regulatory
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