LARRY RICHARD HANCOCK is currently employed as a Broker and/or Investment Adviser at PURSHE KAPLAN STERLING INVESTMENTS located at 33308 13TH PLACE SOUTH, SUITE #4, FEDERAL WAY, WA, 98003.
LARRY RICHARD HANCOCK has worked at PURSHE KAPLAN STERLING INVESTMENTS since December 03, 2010
Disclosure History
LARRY RICHARD HANCOCK has 1 Disclosure Event(s).
Date: December 20, 2007 Category: Employment Separation After Allegations Firm Name: USA FINANCIAL SERCURITES Termination Type: Discharged Allegations: DID NOT FOLLOW GUIDELINES FOR ADVERTISING. Broker Comment: THE ISSUE INVOLVED DOING A LOCAL RADIO SHOW. FIRM CLAIMED THAT ALL SHOWS NEEDED TO BE PRE-RECORDED AND SENT TO COMPLIANCE PRIOR TO BEING AIRED. PRESIDENT OF B/D GAVE AUTHORIZATION TO DO SHOW LIVE & SEND A RECORDING TO COMPLIANCE AFTER SHOW COMPLETED.
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