LARRY BERKLEY HANKS is currently employed as a Broker and/or Investment Adviser at LPL FINANCIAL LLC located at 8899 S 700 E STE 225, SANDY, UT, 84070-1825.
LARRY BERKLEY HANKS has worked at LPL FINANCIAL LLC since May 02, 2007
Disclosure History
LARRY BERKLEY HANKS has 2 Disclosure Event(s).
Date: June 29, 2005 Category: Customer Dispute Allegations: COMPLAINANT STATES THE INVESTMENT RECOMMENDED BY THE REP IS NOT IN KEEPING WITH HIS OVERALL TAX STRATEGY; STATES HE DIDN'T KNOW PRODUCT WAS A TAX SHELTER PROGRAM; DAMAGES NOT SPECIFIED.
Date: May 30, 2003 Category: Customer Dispute Allegations: THE CLIENT ALLEGES THAT ON 7/1999 THE REP MISREPRESENTED THE SALE OF THE CONTRACT BY NOT INFORMING THEM THAT THERE WERE RISKS Damage Amount Requested: $15,466.00 Broker Comment: ON 8/11/2003 THE FIRM, MML INVESTORS SERVICES HAS DETERMINED THAT THERE IS NO BASIS TO SUBSTANTIATE THE ALLEGATION OF MISREPRESENTATION.
More Information
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