LARRY LEON HYATT

LARRY LEON HYATT is currently employed as a Broker and/or Investment Adviser at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED located at 1255 LEE ST SE, SALEM, OR, 97302.

LARRY LEON HYATT has worked at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED since September 09, 2016

Disclosure History

LARRY LEON HYATT has 2 Disclosure Event(s).

Date: February 22, 2010
Category: Financial
Type: Bankruptcy
Disposition: Discharged

Date: March 04, 2009
Category: Customer Dispute
Allegations: CLIENT'S DAUGHTER ALLEGED THAT THE PURCHASE OF A VARIABLE ANNUITY IN JUNE 2008 FOR HER MOTHER WAS INAPPROPRIATE. DAMAGES UNSPECIIFED.
Settlement Amount: $27,000.00

More Information

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A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.

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