LARRY RANDOLPH ISLEY is currently employed as a Broker and/or Investment Adviser at STIFEL, NICOLAUS & COMPANY, INCORPORATED located at 201 EAST MAIN STREET, MARTINSVILLE, VA, 24112.
LARRY RANDOLPH ISLEY has worked at STIFEL, NICOLAUS & COMPANY, INCORPORATED since January 02, 2013
Disclosure History
LARRY RANDOLPH ISLEY has 1 Disclosure Event(s).
Date: February 09, 2011 Category: Customer Dispute Allegations: THE CUSTOMER ALLEGES THAT WHEN HE PURCHASED HIS JOHN HANCOCK ANNUITY IN 2006, HE WAS TOLD THAT THE MANAGEMENT FEES WOULD BE 2-2.5%, BUT THAT JOHN HANCOCK RECENTLY TOLD HIM THAT THE FEES WERE APPROXIMATELY 3%. Damage Amount Requested: $21,250.00 Broker Comment: THE REGISTERED REPRESENTATIVE ACCURATELY DISCLOSED THE FEE INFORMATION THAT WAS AVAILABLE AT THE TIME THE CUSTOMER PURCHASED THE ANNUITY. THE FIRM INVESTIGATED THE MATTER AND DETERMINED THE ALLEGATIONS TO BE WITHOUT MERIT. THE FIRM CLOSED THE MATTER WITH NO ACTION TAKEN.
More Information
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