LARRY LINCOLN

LARRY LINCOLN is currently employed as a Broker and/or Investment Adviser at RBC CAPITAL MARKETS, LLC located at 1013 CENTRE ROAD, SUITE 400, WILMINGTON, DE, 19805-1265.

LARRY LINCOLN has worked at RBC CAPITAL MARKETS, LLC since July 05, 2017

Disclosure History

LARRY LINCOLN has 2 Disclosure Event(s).

Date: February 18, 2001
Category: Customer Dispute
Allegations: CUSTOMER ALLEGES FC DID NOT PAY SUFFICIENT ATTENTION TO ACCOUNTS DURING DOWNTURN IN THE MARKET.
Damage Amount Requested: $200,000.00
Broker Comment: FINANCIAL ADVISOR WAS NOT NAMED IN THE STATEMENT OF CLAIM RECEIVED DECEMBER 12, 2002.

Date: October 11, 1974
Category: Criminal
Charges: ONE COUNT FELONY POSSESSION WITH INTENT TO DELIVER A NON-NARCOTIC, CONTRLOOED SUBSTANCE Charge Type: FELONY
Disposition: A. DISMISSEDB. 2/24/75
Broker Comment: CHARGE WAS MADE 10/11/1974 AND DISMISSED ON 2/24/75. CHARGE WAS MADE ILLEGALLY AND DISMISSED.

More Information

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BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.

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