LARRY DAVID LITTLE

LARRY DAVID LITTLE is currently employed as a Broker and/or Investment Adviser at DATATEX INVESTMENT SERVICES INC located at 108 E. MAIN, DWIGHT, IL, 64020.

LARRY DAVID LITTLE has worked at DATATEX INVESTMENT SERVICES INC since September 21, 2017

LARRY DAVID LITTLE is also currently employed as a Broker and/or Investment Adviser at HUNTLEIGH SECURITIES CORPORATION located at 7800 FORSYTH BLVD.5TH FLOOR, ST. LOUIS, MO, 63105 since January 01, 1970

LARRY DAVID LITTLE is also currently employed as a Broker and/or Investment Adviser at K. W. CHAMBERS & CO. located at 108 EAST MAIN STREETP.O. BOX 288, DWIGHT, IL, 60420 since August 05, 1973

Disclosure History

LARRY DAVID LITTLE has 1 Disclosure Event(s).

Date: December 16, 2002
Category: Customer Dispute
Allegations: CLIENT CLAIMS SUITABILITY, FAILURE TO EXECUTE A TRANSACTION, VIOLATION OF FIDUCIARY DUTY & CHURNING, RELATED TO TRANSACTIONS 1994-1998 ARBITRATION #02-07021
Damage Amount Requested: $9,924.38 Damages Granted: $8,960.84
Broker Comment: WE BELIEVE THE ARBITRATOR SHOWED A COMPLETE DISREGARD FOR THE FACTS IN THIS CASE. SHE HAS THUS FAR REFUSED TO EXPLAIN HER REASONING OR CALCULATIONS. GIVEN THAT THE CLIENT'S LOSSES WERE APPROX $2000, AND SOME CLAIMS HAD PASSED THE STATUTE OF LIMITATIONS, WE BELIEVE THE DECISION IS A COMPLETE MISCARRIAGE OF JUSTICE. TOTAL AWARD INCLUDING INTEREST AND FEES WAS $11,638.83.

More Information

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BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.

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