LARRY LEE LONGENECKER

LARRY LEE LONGENECKER is currently employed as a Broker and/or Investment Adviser at WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC located at 7575 DR. PHILLIPS BLVD, STE 100, ORLANDO, FL, 32819.

LARRY LEE LONGENECKER has worked at WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC since April 15, 2005

Disclosure History

LARRY LEE LONGENECKER has 2 Disclosure Event(s).

Date: February 06, 2004
Category: Customer Dispute
Allegations: CLAIMANT ALLEGES MR. LONGENECKER MADE UNSUITABLE RECOMMENDATIONS FROM JANUARY 2000-MARCH 2001
Damage Amount Requested: $254,506.00
Settlement Amount: $55,000.00
Broker Comment: PREVIOUSLY DENIED - 05/4/2004 AND REPORTED ON FORM U-4. IN ORDER TO AVOID THE COSTS AND UNCERTAINTIES OF LITIGATION, MORGAN STANLEY DW INC. AGREED TO PAY CLAIMANT $55,000.00 IN FULL AND FINAL SETTLEMENT OF ANY AND ALL CLAIMS ASSERTED BY CLAIMANT IN THIS PROCEEDING.

Date: April 29, 2003
Category: Customer Dispute
Allegations: CUSTOMER ALLEGES MISREPRESENTATION.
Damage Amount Requested: $13,658.00

More Information

All individuals registered to sell securities or provide investment advice are required to disclose customer complaints and arbitrations, regulatory actions, employment terminations, bankruptcy filings and criminal or civil judicial proceedings.

A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.

To view the full report for LARRY LEE LONGENECKER, click here.

The use of BrokerCheck data is subject to the BrokerCheck Terms of Use.