LARRY DEAN OWEN

LARRY DEAN OWEN is currently employed as a Broker and/or Investment Adviser at THE O.N. EQUITY SALES COMPANY located at 217 W. Williams, Danville, IL, 61832.

LARRY DEAN OWEN has worked at THE O.N. EQUITY SALES COMPANY since June 23, 2017

Disclosure History

LARRY DEAN OWEN has 2 Disclosure Event(s).

Date: June 23, 2005
Category: Customer Dispute
Allegations: CLIENT ALLEGED FAILURE TO FOLLOW INSTRUCTIONS.
Damage Amount Requested: $5,000.00

Date: May 19, 1999
Category: Customer Dispute
Allegations: ALLEGATIONS OF SALE PRACTICE VIOLATIONS REGARDING THE SUITABLITY OF LIFE INSURANCE POLICIES AND SECURITIES PRODUCTS SOLD TO CUSTOMER FROM 1984 TO 1994. THE INSURED DID NOT ALLEGE ANY SPECIFIED DAMAGES; HOWEVER, THE COMPANY'S GOOD FAITH DETERMINATION ESTIMATES THEM TO EXCEEDOVER 5000 DOLLARS.
Damage Amount Requested: $5,000.00
Settlement Amount: $3,169.17
Broker Comment: COMPLAINT WAS CLOSED, NO ACTION.

More Information

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BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.

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