LARRY ROSS PETERSON is currently employed as a Broker and/or Investment Adviser at CETERA ADVISORS LLC located at 3526 N CASALOMA DR, APPLETON, WI, 54913.
LARRY ROSS PETERSON has worked at CETERA ADVISORS LLC since October 03, 2016
Disclosure History
LARRY ROSS PETERSON has 1 Disclosure Event(s).
Date: August 26, 2013 Category: Customer Dispute Allegations: SUITABILITY OF MUTUAL FUND PURCHASES & REBATING IN 2012 Damage Amount Requested: $5,000.00 Broker Comment: CLIENT, AFTER CONSULTATION FROM OTHER REPRESENTATIVES, BELIEVED THAT BECAUSE THE REPRESENTATIVE ABSORBED THE ADVISORY ACCOUNT SET UP CHARGE AND TICKET CHARGES THAT THIS WAS IMPROPER.
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