LARRY WAYNE REYNOLDS

LARRY WAYNE REYNOLDS is currently employed as a Broker and/or Investment Adviser at NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC located at 2406 Greatstone PT, LEXINGTON, KY, 40504.

LARRY WAYNE REYNOLDS has worked at NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC since June 12, 1989

Disclosure History

LARRY WAYNE REYNOLDS has 5 Disclosure Event(s).

Date: May 13, 2016
Category: Judgment / Lien
Judgment/Lien Amount: $22,242.00
Judgment/Lien Type: Tax

Date: February 17, 2015
Category: Judgment / Lien
Judgment/Lien Amount: $42,361.78
Judgment/Lien Type: Tax
Broker Comment: 1040 TAX LEVY FOR TAX PERIODS ENDING, DECEMBER 31, 2009, DECEMBER 31, 2010, DECEMBER 31, 2011 AND DECEMBER 31, 2012

Date: December 23, 2014
Category: Judgment / Lien
Judgment/Lien Amount: $10,797.73
Judgment/Lien Type: Tax

Date: August 21, 2014
Category: Judgment / Lien
Judgment/Lien Amount: $37,931.90
Judgment/Lien Type: Tax

Date: February 12, 2014
Category: Judgment / Lien
Judgment/Lien Amount: $139,500.97
Judgment/Lien Type: Civil

More Information

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A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.

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