LARRY MACK WALDROP is currently employed as a Broker and/or Investment Adviser at VOYA FINANCIAL ADVISORS, INC. located at 519 WOODMERE CROSSING, ST. CHARLES, MO, 63303.
LARRY MACK WALDROP has worked at VOYA FINANCIAL ADVISORS, INC. since September 20, 1994
Disclosure History
LARRY MACK WALDROP has 2 Disclosure Event(s).
Date: November 25, 2015 Category: Customer Dispute Allegations: The claimants allege the representative recommended unsuitable, high risk investments and failed to fully inform them about the fees. Damage Amount Requested: $54,744.39 Damages Granted: $43,993.00 15-03056
Date: March 03, 2006 Category: Customer Dispute Allegations: CLIENT ROLLED OVER A RETIREMENT ACCOUNT TO AN UNQUALIFIED ACCOUNT ON THE ADVESE THAT THE TAXABLE AMOUNT WOULD BE SMALL. IN FACT, THE CLIENT COULD POSSIBLEY EXPERIENCE AN APPROXIMATELY $20,000 TAXABLE EVENT AND ALLEGES THE REPRESENTATIVE SHOULD HAVE KNOWN AND INFORMED THEM CORRECTLY. B/D, RR AND THE ISSUING INSURANCE COMPANY ARE WORKING TO REVERSE THE TRANSACTION AND CONTINUE THE TAX DEFERRAL. Damage Amount Requested: $20,000.00 Broker Comment: IN CONSULTATION WITH THE ISSUING INSURANCE COMPANY, THE B/D AND RR WERE ABLE TO RESOLVE THE CUSTOMERS ISSUES, REVERSE THE TRANSACTION AND RESTABLISH THE ORIGINAL CONTRACT. THE CLIENT HAS SINCE WITHDRAWN THEIR COMPLAINT.
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