LARRY WAYNE YAGER

LARRY WAYNE YAGER is currently employed as a Broker and/or Investment Adviser at CAPE INVESTMENT ADVISORY, INC. located at 1600 PENNSYLVANIA AVE., MCDONOUGH, GA, 30253.

LARRY WAYNE YAGER has worked at CAPE INVESTMENT ADVISORY, INC. since October 21, 2017

LARRY WAYNE YAGER is also currently employed as a Broker and/or Investment Adviser at PETER ELISH INVESTMENTS SECURITIES located at 165 E. PIKE ST., CANONSBURG, PA, 15317-1765 since January 01, 1970

LARRY WAYNE YAGER is also currently employed as a Broker and/or Investment Adviser at CAPE SECURITIES INC. located at 1600 PENNSYLVANIA AVENUE, MCDONOUGH, GA, 30253 since February 05, 2017

Disclosure History

LARRY WAYNE YAGER has 3 Disclosure Event(s).

Date: August 01, 2016
Category: Judgment / Lien
Judgment/Lien Amount: $42,055.79
Judgment/Lien Type: Tax

Date: May 13, 2013
Category: Judgment / Lien
Judgment/Lien Amount: $5,061.22
Judgment/Lien Type: Tax

Date: June 25, 2012
Category: Judgment / Lien
Judgment/Lien Amount: $6,689.56
Judgment/Lien Type: Tax

More Information

All individuals registered to sell securities or provide investment advice are required to disclose customer complaints and arbitrations, regulatory actions, employment terminations, bankruptcy filings and criminal or civil judicial proceedings.

A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.

To view the full report for LARRY WAYNE YAGER, click here.

The use of BrokerCheck data is subject to the BrokerCheck Terms of Use.