LARS BEVAN GREINER

LARS BEVAN GREINER is currently employed as a Broker and/or Investment Adviser at J.P. MORGAN SECURITIES LLC located at CHASE TOWER CHICAGO, 21 S. CLARK STREET / 10 SOUTH DEARBORN, FLOOR 32, CHICAGO, IL, 60603.

LARS BEVAN GREINER has worked at J.P. MORGAN SECURITIES LLC since July 05, 1995

Disclosure History

LARS BEVAN GREINER has 2 Disclosure Event(s).

Date: July 20, 1992
Category: Customer Dispute
Allegations: CLIENT ALLEGED THAT I WAS TRADING ON MARGINWITHOUT AUTHORITY AND THAT I PLACED AN UNAUTHORIZED TRADE.
Damage Amount Requested: $53,000.00
Settlement Amount: $35,000.00
Broker Comment: WITHOUT ADMITTING LIABILITY, THIS MATTER WASSETTLED BY PRUDENTIAL WITH A PAYEMNT OF $35,000 TO THE CLIENT.CLIENT AGREE TO TRADE ON MARGIN MARGIN AND SIGNEDA MARGIN AGREEMENT. PRUDENTIAL SECURITIES APPROVED TRADING INACCOUNT WITHOUT HAVING A TRUST AGREEMENT ON FILE, STIPULATINGTHAT MARGIN CAN BE USED. ALL TRADES WERE DISCUSSED WITH THECLIENT.

Date: June 02, 1992
Category: Customer Dispute
Allegations: FAILURE TO EXECUTE ORDER. ASKED AMOUNT$27,051
Damage Amount Requested: $27,051.00 Damages Granted: $1,800.00
Broker Comment: $1,800 PAYMENT DAMAGESNot Provided

More Information

All individuals registered to sell securities or provide investment advice are required to disclose customer complaints and arbitrations, regulatory actions, employment terminations, bankruptcy filings and criminal or civil judicial proceedings.

A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.

To view the full report for LARS BEVAN GREINER, click here.

The use of BrokerCheck data is subject to the BrokerCheck Terms of Use.